Eric L. Woodfill

KEY INVESTMENT SERVICES LLC

Monroe, MI 48162

Some features on this profile are disabled

CRD#: 4692448

Professional summary

Eric Leroy Woodfill, who also goes by Eric L Woodfill, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Monroe, Michigan.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric L Woodfill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Leroy Woodfill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Eric Leroy Woodfill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2021 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 1535 North Telegraph, Monroe, MI 48162

RIA

CRD#: 136300

Monroe, MI

Current

May 28, 2014 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 1535 North Telegraph, Monroe, MI 48162

RIA

CRD#: 136300

Monroe, MI

Past

May 29, 2014 - November 17, 2021

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

TECUMSEH, MI

Past

November 25, 2013 - May 23, 2014

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

SOUTHGATE, MI

Past

March 21, 2013 - November 22, 2013

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

ADRIAN, MI

Past

February 12, 2013 - November 22, 2013

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

ADRIAN, MI

Past

August 2, 2007 - January 29, 2013

KEY INVESTMENT SERVICES LLC

CRD#: 136300

SALINE, MI

Past

December 1, 2005 - August 17, 2007

CITIZENS SECURITIES, INC.

CRD#: 39550

DEARBORN, MI

Past

September 20, 2005 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

August 19, 2004 - September 21, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

January 1, 2004 - July 7, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/9/2023)

Florida
(9/19/2016)

Illinois
(11/7/2017)

Indiana
(5/28/2014)

Michigan
(5/28/2014)

IAR

Michigan
(11/23/2021)

Minnesota
(11/4/2017)

New York
(11/6/2017)

North Dakota
(11/6/2017)

Ohio
(5/29/2014)

South Carolina
(8/17/2020)

South Dakota
(11/6/2017)

Texas
(11/6/2017)

Virginia
(11/6/2017)

Wisconsin
(11/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

Tylor Balson

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ST LOUIS, MO

Harshavardhan Pakhal

BOFA SECURITIES, INC.

NEW YORK, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric L. Woodfill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Leroy Woodfill's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Eric Leroy Woodfill's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

ESSEX NATIONAL SECURITIES, LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

KEY INVESTMENT SERVICES LLC

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/2013

Series 63

Date: 2/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2006

Series 6

Date: 12/30/2003

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

Similar Advisors