Karen L. Antrobus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen L Antrobus, who also goes by Karen L Antrobus, Karen L Huck, Karen Lee Huck, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2003. Karen had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2008 - February 25, 2015
STRATEGIC ADVISERS LLC
April 2, 2008 - February 24, 2015
FIDELITY BROKERAGE SERVICES LLC
April 25, 2005 - March 6, 2008
CHARLES SCHWAB & CO., INC.
April 25, 2005 - March 6, 2008
CHARLES SCHWAB & CO., INC.
December 14, 2004 - March 23, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 14, 2004 - March 23, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 22, 2004 - October 7, 2004
MORGAN STANLEY DW INC.
September 21, 2004 - October 7, 2004
MORGAN STANLEY DW INC.
November 7, 2003 - August 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
November 7, 2003 - August 17, 2004
IDS LIFE INSURANCE COMPANY
November 7, 2003 - August 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
