Christine Suzuka
Professional summary
Christine Suzuka, who also goes by Christine S Belliard, Christine Belliard, Christine R Suzuka, Christine Suzuka, is a registered financial professional currently at JONESTRADING located in New York, New York.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2003. Christine has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Suzuka's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2024 - Present
JONESTRADING
Office #1: 325 Hudson St 6th Floor, New York, NY, 10013May 10, 2019 - February 27, 2024
BOFA SECURITIES, INC.
April 23, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
January 17, 2006 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2005 - October 28, 2005
FHN FINANCIAL SECURITIES CORP.
June 23, 2003 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2024)
(9/3/2024)
(9/3/2024)
(9/3/2024)
(9/3/2024)
(9/3/2024)
(3/12/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/27/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
