Timothy J. Murphy

BLUEROCK CAPITAL MARKETS LLC

New York, NY 10022

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CRD#: 4607748

Professional summary

Timothy Jon Murphy, who also goes by Timothy Murphy, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2004. Timothy has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Jon Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2024 - Present

BLUEROCK CAPITAL MARKETS LLC

Office #1: 919 Third Avenue 40th Floor, New York, NY 10022

CRD#: 136974

New York, NY

Past

February 2, 2021 - December 7, 2023

BLUEROCK CAPITAL MARKETS LLC

CRD#: 136974

NEW YORK, NY

Past

July 15, 2019 - October 12, 2020

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

July 12, 2019 - October 12, 2020

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

July 1, 2015 - January 8, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

JERSEY CITY, NJ

Past

September 11, 2014 - January 8, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

JERSEY CITY, NJ

Past

April 17, 2013 - September 10, 2014

CABOT LODGE SECURITIES LLC

CRD#: 159712

NEW YORK, NY

Past

October 25, 2012 - April 8, 2013

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

July 8, 2011 - September 7, 2012

PLYMOUTH REAL ESTATE CAPITAL, LLC

CRD#: 151910

BOSTON, MA

Past

January 4, 2010 - November 23, 2010

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

BOSTON, MA

Past

January 16, 2009 - May 26, 2009

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

February 2, 2006 - April 7, 2008

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

November 9, 2005 - December 8, 2005

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249

WANTAGH, NY

Past

August 9, 2005 - October 3, 2005

GRANTA CAPITAL GROUP LLC

CRD#: 114657

NEW YORK, NY

Past

February 15, 2005 - April 6, 2005

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

NEW YORK, NY

Past

September 8, 2004 - October 4, 2004

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/17/2024)

Connecticut
(1/17/2024)

Delaware
(1/17/2024)

District of Columbia
(1/17/2024)

Florida
(1/17/2024)

Georgia
(1/17/2024)

Maine
(1/17/2024)

Maryland
(1/17/2024)

Massachusetts
(1/17/2024)

Mississippi
(1/17/2024)

New Hampshire
(1/17/2024)

New Jersey
(1/17/2024)

New York
(1/17/2024)

North Carolina
(1/17/2024)

Pennsylvania
(1/17/2024)

Rhode Island
(1/17/2024)

South Carolina
(1/17/2024)

Tennessee
(1/17/2024)

Virginia
(1/17/2024)

West Virginia
(1/17/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLUEROCK CAPITAL MARKETS LLC

BLUEROCK CAPITAL MARKETS LLC | SUNBELT NEW ENGLAND EQUITIES LLC | HALCYON EQUITIES LLC | HALCYON CAPITAL MARKETS LLC

CRD#: 136974 / SEC#: , 8-67058

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

919 Third Avenue 40th Floor, New York, NY 10022

Mailing Address

919 Third Avenue 40th Floor, New York, NY 10022

Phone number

(949) 688-6529

Established

Massachusetts since 08/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLUEROCK ENTERPRISE HOLDINGS, LP	SOLE MEMBER
CONNORS, KAMALA JANINE	CHIEF COMPLIANCE OFFICER	5729659
EMALA, JASON	GENERAL COUNSEL	6690509
KIRSCHENBLATT, CHAD ETHAN	FINOP	2503352
KLEPACKI, JEFFREY G	EXECUTIVE VICE PRESIDENT	2883444
SCHWABER, JEFFREY SCOTT	CHIEF EXECUTIVE OFFICER	1751747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Jon Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEROCK CAPITAL MARKETS LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CABOT LODGE SECURITIES LLC

MAXIM GROUP LLC

PLYMOUTH REAL ESTATE CAPITAL, LLC

REALTY CAPITAL SECURITIES, LLC

GUARDIAN INVESTOR SERVICES LLC

MFS FUND DISTRIBUTORS, INC.

AMERICAN CAPITAL PARTNERS, LLC

GRANTA CAPITAL GROUP LLC

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

J.P.R. CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2015

Series 63

Date: 3/10/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2003

FINRA

Current Firm

BLUEROCK CAPITAL MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUEROCK CAPITAL MARKETS LLC

TRUST BUT VERIFY

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