Jessica S. Walker
Professional summary
Jessica Shea Walker, who also goes by Jessica Shea Sullivan, Jessica Shea Walker, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Little Rock, Arkansas.
Jessica is registered as a RR (Registered Representative) and started their career in finance in 2019. Jessica has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jessica Shea Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2023 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 900 S. Shackleford Rd Suite 100, Little Rock, AR 72211October 21, 2019 - January 17, 2023
BOK FINANCIAL SECURITIES, INC.
May 24, 2019 - October 2, 2019
VINING-SPARKS IBG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2023)
(3/2/2023)
Exams
Series 7TO
Date: 5/24/2019
General Securities Representative ExaminationFINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Little Rock, AR 72211TRUST BUT VERIFY
Monitor Jessica Walker
Get automatic monthly alerts on:
