Daniel Y. Kim
Professional summary
Daniel Yung Kim is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Yung Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2023 - Present
SATURNA CAPITAL CORPORATION
Office #1: 1300 N State St., Bellingham, WA 98225-4730May 1, 2023 - Present
SATURNA BROKERAGE SERVICES, INC
Office #1: 1300 N. State Street, Bellingham, WA 98225-4730May 19, 2021 - March 6, 2023
BLACKCRANE CAPITAL
January 2, 2013 - December 31, 2019
BLACKCRANE CAPITAL
June 24, 2002 - July 23, 2002
HEARTLAND SECURITIES CORP.
Primary Firm SEC Registration
SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2025)
(5/12/2023)
(11/28/2023)
Exams
Series 7TO
Date: 5/1/2023
General Securities Representative ExaminationSeries 55
Date: 7/6/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 8,624,828,208 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 10/27/2022 |
Red Flags
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