Steven Q. Thomas
Professional summary
Steven Quincy Thomas is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Quincy Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2021 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484March 11, 2021 - May 11, 2021
SS&C MARKET SERVICES, LLC
December 17, 2004 - February 8, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 17, 2002 - November 11, 2004
JPMORGAN DISTRIBUTION SERVICES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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