Margaret M. Czyz
Professional summary
Margaret Monica Czyz, who also goes by Margaret M. Czyz, Margaret Monica Czyz, Margaret Czyz, Margaret M Depa, Margaret M. Depa, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Hartford, Connecticut.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Margaret has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Monica Czyz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Margaret Monica Czyz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 203 Trumball Street 2nd Floor, Hartford, CT, 06103March 15, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 203 Trumball Street 2nd Floor, Hartford, CT, 06103May 31, 2012 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 31, 2012 - January 11, 2021
TD AMERITRADE, INC.
May 31, 2012 - January 11, 2021
TD AMERITRADE, INC.
September 9, 2008 - July 29, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
September 9, 2008 - July 29, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 17, 2005 - August 15, 2008
VP DISTRIBUTORS LLC
March 16, 2004 - February 28, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 15, 2003 - December 3, 2003
CU INVESTMENT SOLUTIONS LLC
July 9, 2002 - August 25, 2003
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2023)
(3/16/2023)
Exams
Series 7TO
Date: 12/18/2022
General Securities Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
