John J. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Quinn was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2019 - May 8, 2026
J.P. MORGAN SECURITIES LLC
August 29, 2019 - May 8, 2026
J.P. MORGAN SECURITIES LLC
August 5, 2013 - September 16, 2019
CITIGROUP GLOBAL MARKETS INC.
August 1, 2013 - September 16, 2019
CITIGROUP GLOBAL MARKETS INC.
January 30, 2010 - September 9, 2011
MORGAN STANLEY
December 14, 2009 - September 9, 2011
MORGAN STANLEY
June 17, 2008 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 16, 2008 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 29, 2007 - June 23, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 23, 2008
CITIGROUP GLOBAL MARKETS INC.
November 1, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 17, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 31, 2006 - September 21, 2006
FIFTH THIRD SECURITIES, INC.
May 8, 2006 - September 21, 2006
FIFTH THIRD SECURITIES, INC.
December 3, 2004 - April 20, 2006
CITICORP INVESTMENT SERVICES
August 5, 2002 - April 20, 2006
CITICORP INVESTMENT SERVICES
January 25, 2002 - July 23, 2002
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
