AS
Andrew M. St. Pierre
CETERA INVESTMENT ADVISERS LLC
BEVERLY, MA
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CRD#: 4450706
AS
Professional summary
Andrew Manfred St. Pierre is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Beverly, Massachusetts and CETERA ADVISORS LLC located in Beverly, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: DBA FOSTERS POINT FINANCIAL;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 01/01/2015;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 50 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS;
BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.
2. NAME OF OTHER BUSINESS: N/A
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: TRUST
START DATE: 1/2017
POSITION/TITLE/RELATIONSHIP: TRUSTEE
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: 1
BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR FAMILY MEMBER'S TRUST
3. NAME OF OTHER BUSINESS: ROTARY
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: CIVIC ORGANIZATION
START DATE: 7/2017
POSITION/TITLE/RELATIONSHIP: PRESIDENT
APX NUMBER OF HOURS PER WEEK: 2
APX NUMBER OF HOURS DURING TRADING HOURS: 2
BRIEF DESCRIPTION OF DUTIES: DIRECT PROJECTS AND FUNDRASING
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Manfred St. Pierre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BEVERLY, MA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Beverly, MA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
November 18, 2013 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BEVERLY, MA
Past
November 14, 2013 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BEVERLY, MA
Past
June 7, 2010 - November 15, 2013
WINSLOW, EVANS & CROCKER, INC.
RIA
CRD#: 29686
BOSTON, MA
Past
June 7, 2010 - November 15, 2013
WINSLOW, EVANS & CROCKER, INC.
BD
CRD#: 29686
BOSTON, MA
Past
March 4, 2009 - May 22, 2010
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.
RIA
CRD#: 133096
NORTH ANDOVER, MA
Past
August 24, 2006 - June 3, 2010
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
NORTH ANDOVER, MA
Past
August 15, 2006 - March 6, 2009
BEACON INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 122639
BOSTON, MA
Past
October 5, 2001 - June 3, 2010
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
NORTH ANDOVER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/3/2016)
RR
Georgia(10/3/2016)
RR
Maine(10/24/2019)
RR
Massachusetts(10/3/2016)
IAR
Massachusetts(3/21/2024)
RR
New Hampshire(10/3/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
