DF
David L. Foulk
CORE ADVISORY GROUP
Charlotte, NC 28210
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CRD#: 4383955
DF
Professional summary
David Lynn Foulk is a registered financial advisor currently at CORE ADVISORY GROUP located in Charlotte, North Carolina and LPL FINANCIAL LLC located in Charlotte, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/23/2015 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START 03/01/2010 - 15 Hours Per Month During Securities Trading - Fixed Insurance business. 2. 7/20/2020 - Fairview Strategic Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/16/2010 - 160 Hours Per Month During Securities Trading. 3. 7/24/2020 - CORE Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/30/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Core Advisory Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV. 4. 11/06/2024 - Fairview Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/25/2024 - 80 Hours Per Month/ 70 Hours During Trading 5. 11/11/2024 - Fairview Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/25/2024 - 80 Hours Per Month/ 70 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view David Lynn Foulk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2020 - Present
CORE ADVISORY GROUP
Office #1: 5960 Fairview Rd. Ste. 104, Charlotte, NC 28210RIA
CRD#: 306661
Charlotte, NC
Current
July 1, 2010 - Present
LPL FINANCIAL LLC
Office #1: 6100 Fairview Rd., Ste 625, Charlotte, NC 28210RIA
BD
CRD#: 6413
CHARLOTTE, NC
Past
July 1, 2010 - October 29, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
May 1, 2001 - July 6, 2010
EQUITY SERVICES, INC.
RIA
CRD#: 265
CHARLOTTE, NC
Past
April 16, 2001 - July 6, 2010
EQUITY SERVICES, INC.
BD
CRD#: 265
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(1/14/2014)
RR
North Carolina(7/1/2010)
IAR
North Carolina(6/29/2020)
RR
South Carolina(7/1/2010)
RR
Texas(5/25/2017)
IAR
Texas(4/12/2021)
RR
Virginia(1/5/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
744 Arden Lane Suite 175, Rock Hill, SC 29732
Mailing Address
Phone number
(803) 324-5464
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 296,813,729 |
Red Flags
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