DT
David B. Teel
SWEETWATER FINANCIAL ADVISORS
SUGAR LAND, TX 77479
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CRD#: 4381081
DT
Professional summary
David Bryan Teel, CFP® is a registered financial advisor currently at SWEETWATER FINANCIAL ADVISORS, LLC located in Sugar Land, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Bryan Teel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
March 23, 2005 - Present
SWEETWATER FINANCIAL ADVISORS, LLC
Office #1: 4665 Sweetwater Blvd., Suite 105, Sugar Land, TX 77479RIA
CRD#: 118372
SUGAR LAND, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/23/2005)
Exams
Current Firm
SF
SWEETWATER FINANCIAL ADVISORS, LLC
SWEETWATER FINANCIAL ADVISORS, LLC
CRD#: 118372 / SEC#: 801-62459
RIA
Registered Investment Advisory firm - (4/11/2019 Terminated)Texas
Registered Investment Advisory firm - (3/29/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4655 Sweetwater Blvd. Suite 300, Sugar Land, TX 77479
Mailing Address
Phone number
(281) 491-3333
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 440 |
| AUM (Assets Under Management) | $ 95,638,039 |
Red Flags
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