Shannon M. Batallas
Professional summary
Shannon Marie Batallas, who also goes by Shannon M. O'connor, is a registered financial professional currently at MASON SECURITIES, INC. located in Reston, Virginia.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 2001. Shannon has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Marie Batallas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2002 - Present
MASON SECURITIES, INC.
Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190May 29, 2001 - December 8, 2001
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2002)
Exams
FINRA
Current Firm
MASON SECURITIES, INC.
CRD#: 12967 / SEC#: , 8-28378
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASON INTERNATIONAL, INC. | SHAREHOLDER | |
| DELANEY, JOHN MURPHY | CHIEF COMPLIANCE OFFICER | 6877307 |
| GEORGE, SCOTT STANLEY | PRESIDENT, TREASURER AND DIRECTOR | 1399567 |
| MASON, WILLIAM NOYES III | DIRECTOR, VICE-PRESIDENT, AND CHAIRMAN OF THE BOARD | 322341 |
| SCHREINER, CHRISTOPHER LEE | CHIEF OPERATING OFFICER | 3154419 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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