Devang N. Baxi
Professional summary
Devang Naresh Baxi, who also goes by Devang Naresh Baxi, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Devang is registered as a RR (Registered Representative) and started their career in finance in 2001. Devang has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Devang Naresh Baxi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2025 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416February 21, 2024 - May 9, 2025
FORESIDE FUNDS DISTRIBUTORS LLC
September 10, 2013 - January 5, 2024
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
August 10, 2006 - May 28, 2013
ARTIO GLOBAL MANAGEMENT LLC
July 10, 2006 - May 20, 2013
QUASAR DISTRIBUTORS, LLC
December 15, 2005 - May 9, 2006
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - May 9, 2006
FRANKLIN DISTRIBUTORS, LLC
April 27, 2005 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
July 25, 2002 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
July 11, 2001 - July 3, 2002
VOYA FINANCIAL PARTNERS, LLC
April 20, 2001 - May 9, 2001
IDS LIFE INSURANCE COMPANY
April 20, 2001 - May 9, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2025)
(6/9/2025)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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