MF
Marc E. Fauler
Q3 ADVISORS
Golden, CO
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CRD#: 4329008
MF
Professional summary
Marc Edward Fauler, CFP® is a registered financial advisor currently at Q3 ADVISORS, LLC located in Golden, Colorado.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Marc has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Edward Fauler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 30, 2024 - Present
Q3 ADVISORS, LLC
RIA
CRD#: 284220
Golden, CO
Past
August 19, 2022 - August 6, 2024
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.
RIA
CRD#: 286005
FORT LAUDERDALE, FL
Past
May 21, 2021 - May 25, 2022
CAMARDA WEALTH ADVISORY GROUP
RIA
CRD#: 113784
FLEMING ISLAND, FL
Past
July 13, 2018 - March 30, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
August 11, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CORAL GABLES, FL
Past
March 7, 2006 - June 23, 2010
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CORAL GABLES, FL
Past
April 4, 2001 - March 30, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ADVISORS, LLC
CRAIG G WEAR | Q3 ADVISORS, LLC
CRD#: 284220 / SEC#: 801-129519
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Arizona
Registered Investment Advisory firm - (4/17/2024 Terminated)California
Registered Investment Advisory firm - (5/17/2024 Terminated)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/17/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/22/2024 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
QA
Q3 ADVISORS, LLC
CRAIG G WEAR | Q3 ADVISORS, LLC
CRD#: 284220 / SEC#: 801-129519
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Arizona
Registered Investment Advisory firm - (4/17/2024 Terminated)California
Registered Investment Advisory firm - (5/17/2024 Terminated)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/17/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/22/2024 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Arvada, CO
Mailing Address
7314 Ralston Rd, Arvada, CO 80002
Phone number
(720) 730-9892
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (21 States and Territories)
Documents
Red Flags
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