Eric C. Howie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Carlin Howie was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2001. Eric had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2011 - February 21, 2017
BEACON POINTE WEALTH ADVISORS, LLC
July 15, 2010 - October 31, 2011
EXCELCIA FINANCIAL GROUP, LTD.
October 12, 2006 - April 29, 2010
AFA FINANCIAL GROUP, LLC
September 7, 2006 - April 29, 2010
AFA ADVISOR SERVICES LLC
May 16, 2006 - September 5, 2006
EXCELCIA RISK MANAGEMENT, LTD.
November 1, 2005 - April 3, 2006
FSIC
February 8, 2001 - November 3, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 2001 - November 3, 2005
IDS LIFE INSURANCE COMPANY
January 30, 2001 - November 3, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON POINTE WEALTH ADVISORS, LLC
CRD#: 151328 / SEC#: 801-70550
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
