Jonathan E. Beck
Professional summary
Jonathan Edward Beck, who also goes by Jonathan Edward Beck Mr., Jonathan Edward Beck, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2001. Jonathan has worked at 7 firms and has passed the Series 63, SIE, Series 16, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Edward Beck's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017May 27, 2016 - December 19, 2024
COWEN AND COMPANY
August 4, 2015 - May 18, 2016
MAXIM GROUP LLC
February 2, 2015 - August 6, 2015
T3 TRADING GROUP, LLC
September 4, 2013 - March 26, 2014
UBS SECURITIES LLC
September 4, 2013 - March 26, 2014
UBS FINANCIAL SERVICES INC.
December 19, 2006 - July 11, 2012
UBS SECURITIES LLC
August 1, 2006 - July 10, 2012
UBS FINANCIAL SERVICES INC.
October 29, 2004 - August 2, 2006
UBS SECURITIES LLC
October 4, 2001 - December 7, 2001
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2024)
(3/5/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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