Christopher J. Rivers
ARMSTRONG, FLEMING & MOORE
WASHINGTON, DC 20036-5813
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CRD#: 4288956
Professional summary
Christopher James Rivers, CFP®, who also goes by Chris James Rivers, is a registered financial advisor currently at ARMSTRONG, FLEMING & MOORE, INC. located in Washington, District Of Columbia and COMMONWEALTH FINANCIAL NETWORK located in Washington, District Of Columbia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris James Rivers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) IAR OF RIA ARMSTRONG, FLEMING, AND MOORE - SPENDING APPROX 80% OF TIME PROVIDING ASSET MANAGEMENT AND FINANCIAL PLANNING/CONSULTING SERVICES TO CLIENTS - CONDUCTED AT BRANCH OFFICE, INVESTMENT RELATED.
2) ARMSTRONG, FLEMING & MOORE, INC. - SECRETARY, DIRECTOR AND OWNER OF ENTITY CREATED TO MANAGE EXPENSES OF SECURITIES AND ADVISORY BUSINESS. CONDUCTED AT BRANCH OFFICE, INVESTMENT RELATED.
3) ARMSTRONG, FLEMING & MOORE INC; FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Rivers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 19, 2008 - Present
ARMSTRONG, FLEMING & MOORE, INC.
Office #1: 1850 M Street Nw Suite 250, Washington, DC 20036-5813RIA
CRD#: 107347
WASHINGTON, DC
Current
July 23, 2009 - Present
COMMONWEALTH FINANCIAL NETWORK
Office #1: 1800 M Street Northwest Suite 1010-s, Washington, DC 20036RIA
BD
CRD#: 8032
Washington, DC
Past
July 22, 2005 - July 27, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARMSTRONG, FLEMING & MOORE, INC.
ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.
CRD#: 107347 / SEC#: 801-38960
RIA
Registered Investment Advisory firm - (6/26/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/23/2017)
RR
California(7/23/2009)
RR
Colorado(2/18/2025)
RR
Connecticut(7/27/2009)
RR
Delaware(8/6/2009)
IAR
District of Columbia(5/19/2008)
RR
District of Columbia(7/28/2009)
RR
Florida(7/30/2009)
RR
Georgia(1/28/2025)
RR
Illinois(7/23/2009)
RR
Indiana(9/10/2025)
RR
Louisiana(1/28/2025)
RR
Maine(1/28/2025)
RR
Maryland(7/28/2009)
RR
Massachusetts(7/27/2009)
RR
Minnesota(3/22/2013)
RR
New Hampshire(8/10/2009)
RR
New Jersey(7/29/2009)
RR
New Mexico(1/28/2025)
RR
New York(7/28/2009)
RR
North Carolina(7/23/2009)
RR
Ohio(1/29/2025)
RR
Oregon(7/31/2009)
RR
Pennsylvania(7/24/2009)
RR
South Carolina(7/27/2009)
RR
Texas(8/5/2009)
RR
Virginia(7/23/2009)
RR
West Virginia(1/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ARMSTRONG, FLEMING & MOORE, INC.
ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.
CRD#: 107347 / SEC#: 801-38960
RIA
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Contact information
Main Address
1800 M Street Nw #1010-s, Washington, DC 20036
Mailing Address
Phone number
(202) 887-8135
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 1,117,580,783 |
Red Flags
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