LH
Lisa A. Hupp
STRATEGIC ADVISERS LLC
FORT WORTH, TX
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CRD#: 4256319
LH
Professional summary
Lisa Ann Hupp, who also goes by Lisa Ann Hupp, Lisa Hupp, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fort Worth, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lisa has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Ann Hupp | Lisa Hupp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-104500|OrgNmn:Target|Org Addr:Fort Worth,Texas,US|OBA Nature:Retail|Invst Rel:N|Title:Client Services Rep|Duties:Client Service|StrtDt:|TotHrs/mon:40|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Ann Hupp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One Destiny Way, Westlake, TX 76262RIA
CRD#: 104555
FORT WORTH, TX
Current
July 10, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
August 5, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
September 9, 2014 - August 20, 2019
MORGAN STANLEY
RIA
CRD#: 149777
LINCOLN, NE
Past
September 5, 2014 - August 20, 2019
MORGAN STANLEY
BD
CRD#: 149777
LINCOLN, NE
Past
October 10, 2007 - September 19, 2014
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
LINCOLN, NE
Past
June 29, 2007 - September 19, 2014
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
LINCOLN, NE
Past
June 11, 2002 - July 11, 2007
PIPER SANDLER & CO.
BD
CRD#: 665
LINCOLN, NE
Past
October 31, 2000 - April 15, 2003
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/4/2020)
RR
Alaska(8/4/2020)
RR
Arizona(8/5/2020)
RR
Arkansas(8/4/2020)
RR
California(8/4/2020)
RR
Colorado(8/4/2020)
RR
Connecticut(8/4/2020)
RR
Delaware(8/11/2020)
RR
District of Columbia(8/13/2020)
RR
Florida(8/4/2020)
RR
Georgia(8/4/2020)
RR
Hawaii(8/3/2020)
RR
Idaho(8/4/2020)
RR
Illinois(8/6/2020)
RR
Indiana(8/11/2020)
RR
Iowa(8/3/2020)
RR
Kansas(8/6/2020)
RR
Kentucky(8/7/2020)
RR
Louisiana(8/5/2020)
RR
Maine(8/5/2020)
RR
Maryland(8/4/2020)
RR
Massachusetts(8/4/2020)
RR
Michigan(8/5/2020)
RR
Minnesota(8/4/2020)
RR
Mississippi(8/5/2020)
RR
Missouri(8/28/2020)
RR
Montana(8/4/2020)
RR
Nebraska(8/7/2020)
RR
Nevada(8/18/2020)
RR
New Hampshire(8/24/2020)
RR
New Jersey(8/4/2020)
RR
New Mexico(8/4/2020)
RR
New York(8/5/2020)
RR
North Carolina(8/4/2020)
RR
North Dakota(8/10/2020)
RR
Ohio(8/4/2020)
RR
Oklahoma(8/4/2020)
RR
Oregon(9/24/2020)
RR
Pennsylvania(8/4/2020)
RR
Puerto Rico(8/6/2020)
RR
Rhode Island(8/5/2020)
RR
South Carolina(8/4/2020)
RR
South Dakota(8/4/2020)
RR
Tennessee(8/4/2020)
RR
Texas(7/11/2020)
IAR
Texas(3/31/2025)
RR
Utah(8/4/2020)
RR
Vermont(8/4/2020)
RR
Virgin Islands(4/5/2023)
RR
Virginia(8/4/2020)
RR
Washington(8/3/2020)
RR
West Virginia(8/17/2020)
RR
Wisconsin(8/4/2020)
RR
Wyoming(8/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
