Anand Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anand Singh was a registered financial professional .
Anand is a previously registered financial professional and started their career in finance in 1983. Anand had worked at 14 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - March 15, 2026
CETERA INVESTMENT ADVISERS LLC
March 31, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 3, 2013 - March 15, 2026
CETERA WEALTH SERVICES, LLC
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
September 4, 1998 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
July 5, 1996 - August 12, 1997
PRINCETON EQUITY SECURITIES, INC.
September 13, 1994 - September 11, 1998
AMERIPROP, INC.
December 16, 1989 - May 16, 1991
LPL FINANCIAL LLC
November 19, 1989 - April 22, 1993
OSAIC WEALTH, INC.
February 9, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 15, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
January 22, 1986 - January 15, 1987
RADFORD CAPITAL CORPORATION
October 7, 1983 - February 18, 1987
FIRST ATLANTIC INVESTMENT CORP.
June 19, 1983 - July 8, 1983
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 9, 1983 - January 8, 1986
LOWRY FINANCIAL SERVICES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 6/19/1972
Registered Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
