Anand Singh

CETERA INVESTMENT ADVISERS LLC

SUFFERN, NY

Some features on this profile are disabled

CRD#: 425229

Professional summary

Anand Singh is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Suffern, New York and CETERA WEALTH SERVICES, LLC located in Suffern, New York.

Anand is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Anand has worked at 14 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 25 SECURITIES TRADING HOURS WEEKLY, 25 NON SECURITIES TRADING HOURS WEEKLY, START DATE 4/1964 2.) FINANCIAL PLANNING STRATEGIES, INC - PRESIDENT - CORPORATION WAS OPENED IN THE 1980S TO START MY DB PENSION PLAN - 0 HRS WEEKLY, START DATE 1/1984 2.) NAME OF OTHER BUSINESS: ANAND SINGH; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TPA REFERRALS; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS WHO NEED TPA SERVICES FOR THEIR RETIREMENT PLANS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anand Singh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SUFFERN, NY

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SUFFERN, NY

Past

March 31, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

August 1, 2003 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

SUFFERN, NY

Past

September 4, 1998 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

July 5, 1996 - August 12, 1997

PRINCETON EQUITY SECURITIES, INC.

CRD#: 15374

NEW YORK, NY

Past

September 13, 1994 - September 11, 1998

AMERIPROP, INC.

CRD#: 24305

MELVILLE, NY

Past

December 16, 1989 - May 16, 1991

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 19, 1989 - April 22, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 9, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 15, 1987 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

January 22, 1986 - January 15, 1987

RADFORD CAPITAL CORPORATION

CRD#: 10480

Past

October 7, 1983 - February 18, 1987

FIRST ATLANTIC INVESTMENT CORP.

CRD#: 13062

Past

June 19, 1983 - July 8, 1983

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

May 9, 1983 - January 8, 1986

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/3/2013)

Colorado
(9/3/2013)

Florida
(9/3/2013)

Georgia
(9/3/2013)

Indiana
(9/3/2013)

Kentucky
(9/3/2013)

Massachusetts
(9/3/2013)

New Jersey
(9/3/2013)

New Mexico
(2/12/2024)

New York
(9/3/2013)

IAR

New York
(6/29/2023)

North Carolina
(9/3/2013)

Pennsylvania
(9/3/2013)

Texas
(1/26/2015)

IAR

Texas
(6/29/2023)

Virgin Islands
(10/28/2021)

Washington
(9/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/31/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 6/19/1972

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anand Singh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anand Singh's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

PRINCETON EQUITY SECURITIES, INC.

AMERIPROP, INC.

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LINSCO FINANCIAL GROUP, INC.

RADFORD CAPITAL CORPORATION

FIRST ATLANTIC INVESTMENT CORP.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

LOWRY FINANCIAL SERVICES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/31/1983

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 6/19/1972

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors