Diana Catherine Irurre Preni, who also goes by Diana Catherine Irurre, Diana C Preni, is a registered financial professional at COMMERZ MARKETS LLC located in New York, New York.
Diana is registered as a RR (Registered Representative) and started their career in finance in 2017. Diana has worked at 1 firm and has passed the SIE and Series 99 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
COMMERZ MARKETS LLC (#41957)
225 Liberty Street, New York, NY, 10281
7/12/2017 - Current
PREVIOUS EMPLOYER (0)
Diana Catherine Irurre Preni
Experience: 6 years / 1 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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