SM

Staci Marie Murphy

IAR
RR
staci marie burns,staci marie henk
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Staci Marie Murphy, who also goes by Staci Marie Burns, Staci Marie Henk, is a registered financial advisor at FINANCIAL DIMENSIONS GROUP, INC. located in Maple Grove, Minnesota and ROYAL ALLIANCE ASSOCIATES, INC. located in Maple Grove, Minnesota.

Staci is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Staci has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
1.FINANCIAL DIMENSIONS GROUP POSITION: Client Service Manager NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/12/2015 ADDRESS: 11272 86th Ave N, Suite B, Maple Grove MN 55369, United States DESCRIPTION: Account opening, maintenance and closing. Processingmoney movement transactions and tradesas directed by the client or the advisor. Assist in financial planning.
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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RR
Minnesota (1/27/2015)
IAR
Minnesota (2/18/2015)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
FINANCIAL DIMENSIONS GROUP, INC. (#115143)
11272 86th Avenue N. Suite B, Maple Grove, MN, 55369
2/18/2015 - Current
BD
ROYAL ALLIANCE ASSOCIATES, INC. (#23131)
11272 86th Ave N Suite B, Maple Grove, MN, 55369
1/27/2015 - Current
PREVIOUS EMPLOYERS (9)
RIA
AVANTAX ADVISORY SERVICES (#104556)
2/19/2014 - 12/31/2014
Forest Lake, MN
BD
AVANTAX INVESTMENT SERVICES, INC. (#13686)
1/8/2014 - 12/31/2014
Forest Lake, MN
BD
SECURITIES AMERICA, INC. (#10205)
4/12/2011 - 2/5/2014
Lake Elmo, MN
BD
THRIVENT INVESTMENT MANAGEMENT INC. (#18387)
9/21/2007 - 12/31/2010
North Oaks, MN
BD
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (#130139)
2/12/2007 - 3/20/2007
Plymouth, MN
BD
LPL FINANCIAL LLC (#6413)
2/5/2007 - 3/26/2007
Oakdale, MN
BD
SII INVESTMENTS, INC. (#2225)
3/2/2006 - 2/8/2007
Oakdale, MN
BD
LPL FINANCIAL LLC (#6413)
3/20/2003 - 8/26/2004
Fort Mill, SC
BD
RBC CAPITAL MARKETS, LLC (#31194)
9/27/2001 - 2/14/2003
New York, NY
SM
Claim Profile

Staci Marie Murphy

IAR
RR
Experience: 22 years / 10 firms
CRD#: 4220360


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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As featured in USA Today
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As featured in Financial Planning
As featured in InvestmentNews
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