SG

Seth Erik Grano

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Seth Erik Grano, CFP is a registered financial advisor at GLOBAL RETIREMENT PARTNERS LLC located in San Rafael, California and HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Kansas City, Missouri.

Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Seth has worked at 15 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
1) 05/19/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2016 2) 05/19/2023 - HUB INTERNATIONAL - Operations and Technology support for all of HUB RPW - Non-Inv Rel - Santa Barbara, CA - Start: 02/2016 - 200 Hr/Mth 3) 07/19/2023 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 06/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/19/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 02/08/2016 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100%
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CREDENTIALS
CREDENTIALS (1)
CFP: Certified Financial Planner
Certified Financial Planner
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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RR
California (7/17/2023)
IAR
California (7/20/2023)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
GLOBAL RETIREMENT PARTNERS LLC (#172011)
40 E. Alamar Ave., San Rafael, CA, 93105
7/20/2023 - Current
BD
HUB INTERNATIONAL INVESTMENT SERVICES INC. (#150252)
9200 Ward Parkway, Suite 500, Kansas City, MO, 64114
2/9/2016 - Current
BD
LPL FINANCIAL LLC (#6413)
629 White Oak Lane, Newbury Park, CA, 91320
7/17/2023 - Current
PREVIOUS EMPLOYERS (15)
RIA
HUB INTERNATIONAL INVESTMENT SERVICES INC. (#150252)
2/18/2016 - 3/9/2016
Concord, CA
RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (#134139)
2/18/2016 - 7/26/2023
Newbury Park, CA
BD
CAMBRIDGE INVESTMENT RESEARCH, INC. (#39543)
2/11/2016 - 7/26/2023
Santa Barbara, CA
RIA
CENTAURUS FINANCIAL, INC. (#30833)
11/7/2011 - 1/26/2016
Canoga Park, CA
BD
CENTAURUS FINANCIAL, INC. (#30833)
11/30/2010 - 1/26/2016
Canoga Park, CA
BD
AMERICAN BEACON PARTNERS, INC. (#15791)
3/31/2010 - 12/1/2010
Greeley, CO
BD
ALLIED BEACON PARTNERS, INC. (#46227)
1/7/2010 - 4/15/2010
Richmond, VA
BD
COMMUNITY BANKERS SECURITIES, LLC (#42794)
8/1/2008 - 12/23/2009
Henderson, NV
RIA
CETERA ADVISORS LLC (#10299)
6/21/2006 - 8/4/2008
Henderson, NV
BD
CETERA ADVISORS LLC (#10299)
6/21/2006 - 8/4/2008
Henderson, NV
BD
QA3 FINANCIAL CORP. (#14754)
3/30/2006 - 7/10/2006
Henderson, NV
RIA
TLG ADVISORS, INC. (#111052)
11/16/2005 - 12/31/2006
Henderson, NV
BD
GREAT NORTHERN FINANCIAL SECURITIES, INC. (#113054)
6/19/2002 - 3/30/2006
Henderson, NV
BD
FIRST MONTAUK SECURITIES CORP. (#13755)
6/27/2001 - 7/16/2002
Red Bank, NJ
BD
METROPOLITAN INVESTMENT SECURITIES, INC. (#14146)
7/25/2000 - 6/20/2001
Spokane, WA
SG
Claim Profile

Seth Erik Grano

IAR
RR
CFP: Certified Financial Planner
Experience: 23 years / 15 firms
CRD#: 4219991


LOCATION
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