Guillermo Alvarez-calderon, who also goes by Guillermo Advarez-calderon, Mimo Alvarez-calderon, is a registered financial professional at CION SECURITIES, LLC located in New York, New York.
Guillermo is registered as a RR (Registered Representative) and started their career in finance in 2000. Guillermo has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 26 and Series 39 exams.
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
New York (1/1/2009)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CION SECURITIES, LLC (#15487)
100 Park Avenue 25th Floor, New York, NY, 10017
12/15/2008 - Current
PREVIOUS EMPLOYERS (2)
ALLIANCEBERNSTEIN INVESTMENTS, INC. (#14549)
8/7/2001 - 12/3/2008
New York, NY
CITIGROUP GLOBAL MARKETS INC. (#7059)
11/30/2000 - 6/27/2001
New York, NY
Experience: 22 years / 3 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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