GL

Gregory S Laney

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Gregory S Laney is a registered financial advisor at VANGUARD ADVISERS, INC. located in Charlotte, North Carolina and VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Disclosures
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Advisor Information

ADVISOR PROFILE
Other Business
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED, ADDRESS: OCEAN ISLE BEACH, NC, NATURE OF BUSINESS: REAL ESTATE, POSITION: PARTIAL OWNER, START DATE: 12/2020 APPROX HOURS PER MONTH: 1 HOURS DURING SECURITY TRADING HOURS: 0
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (3)
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RR
North Carolina (6/12/2002)
IAR
North Carolina (1/14/2020)
IAR
Texas (1/14/2020)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
VANGUARD ADVISERS, INC. (#106715)
2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100, Charlotte, NC, 28217
1/14/2020 - Current
BD
VANGUARD MARKETING CORPORATION (#7452)
2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100, Charlotte, NC, 28217
6/11/2002 - Current
PREVIOUS EMPLOYER (1)
BD
MORGAN STANLEY DW INC. (#7556)
8/24/2000 - 1/26/2001
Purchase, NY
GL
Claim Profile

Gregory S Laney

IAR
RR
Experience: 23 years / 3 firms
CRD#: 4219471


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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