Jason S Muntner is a registered financial professional at VICTORY CAPITAL SERVICES, INC. located in Greenwood Village, Colorado.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2000. Jason has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
VICTORY CAPITAL SERVICES, INC. (#37059)
7951 E. Maplewood Avenue Building 3 Suite 122, Greenwood Village, CO, 80111
8/3/2016 - Current
PREVIOUS EMPLOYERS (3)
RS FUNDS DISTRIBUTOR LLC (#165753)
6/2/2014 - 8/15/2016
San Francisco, CA
GUARDIAN INVESTOR SERVICES LLC (#6635)
2/18/2009 - 6/2/2014
New York, NY
ALLIANCEBERNSTEIN INVESTMENTS, INC. (#14549)
8/4/2000 - 10/13/2008
Jason S Muntner
Experience: 23 years / 4 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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