Harry Glenister Clarke, who also goes by Glen Clarke, H. Glen Clarke, is a registered financial professional at NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.
Harry is registered as a RR (Registered Representative) and started their career in finance in 2001. Harry has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
NORTH POINT MERGERS AND ACQUISITIONS, INC. (#133300)
580 California Street Suite 2000, San Francisco, CA, 94104
5/25/2023 - Current
PREVIOUS EMPLOYERS (6)
ROBERT W. BAIRD & CO. INCORPORATED (#8158)
7/18/2016 - 5/18/2023
KEYBANC CAPITAL MARKETS INC. (#566)
12/5/2011 - 7/15/2016
KROLL SECURITIES LLC (#36927)
12/15/2008 - 11/30/2011
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC (#29540)
3/22/2006 - 12/22/2008
BMO CAPITAL MARKETS CORP. (#16686)
11/1/2003 - 1/25/2006
New York, NY
HARRIS NESBITT CORP. (#7299)
8/30/2001 - 11/1/2003
Harry Glenister Clarke
Experience: 22 years / 7 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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