JS

Jon D Stacy

IAR
RR
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Jon D Stacy is a registered financial advisor at LPL FINANCIAL LLC located in Sylvania, Ohio.

Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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Advisor Information

ADVISOR PROFILE
Other Business
1) 01/09/2018 - Varsity Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 2) 04/26/2019 - No business name - Not investment related - no address listed - Business Owner - start date:04/01/2019 - 10 hrs/mo - 0 hrs during trading - DJB. 3) 3/8/2023 - Agency Development Corporation - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/27/2023 - 10 Hours Per Month/10 Hours During Securities Trading
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (11)
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RR
California (2/12/2018)
RR
Florida (9/19/2022)
RR
Maryland (8/26/2020)
RR
Massachusetts (10/31/2022)
RR
Michigan (2/2/2018)
RR
Minnesota (7/12/2022)
RR
North Carolina (1/12/2022)
RR
Ohio (2/2/2018)
IAR
Ohio (2/2/2018)
IAR
Texas (10/24/2022) RESTRICED
RR
Utah (8/5/2022)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
LPL FINANCIAL LLC (#6413)
5800 Monroe St, Bldg. B 5, Sylvania, OH, 43560
2/2/2018 - Current
BD
LPL FINANCIAL LLC (#6413)
5800 Monroe St, Bldg. B 5, Sylvania, OH, 43560
2/2/2018 - Current
PREVIOUS EMPLOYERS (7)
RIA
THE HUNTINGTON INVESTMENT COMPANY (#16986)
2/1/2017 - 2/2/2018
Bowling Green, OH
BD
THE HUNTINGTON INVESTMENT COMPANY (#16986)
2/1/2017 - 2/2/2018
Bowling Green, OH
RIA
LPL FINANCIAL LLC (#6413)
3/13/2014 - 2/1/2017
Temperance, MI
BD
LPL FINANCIAL LLC (#6413)
3/13/2014 - 2/1/2017
Temperance, MI
RIA
VOYA FINANCIAL ADVISORS, INC. (#2882)
3/26/2013 - 3/17/2014
Sylvania, OH
BD
VOYA FINANCIAL ADVISORS, INC. (#2882)
6/1/2006 - 3/17/2014
Sylvania, OH
BD
NYLIFE SECURITIES LLC (#5167)
1/22/2001 - 6/2/2006
New York, NY
JS
Claim Profile

Jon D Stacy

IAR
RR
Experience: 22 years / 4 firms
CRD#: 4219292

j.stacy@lpl.com
(567) 408-7211


LOCATION
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