JM

Jeffrey Scott Mramor

IAR
RR
jeff s. mramor,jeffrey s mramor jeff,jeffrey s mramor,jeffrey scott mramor jeff
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Jeffrey Scott Mramor, who also goes by Jeff S. Mramor, Jeffrey S Mramor Jeff, Jeffrey S Mramor, Jeffrey Scott Mramor Jeff, is a registered financial advisor at KESTRA PRIVATE WEALTH SERVICES, LLC located in Suite 300, California and KESTRA INVESTMENT SERVICES, LLC located in Calabasas, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
Other Business
Business Name: PACIFIC POINT ASSET MANAGEMENT Investment Related: Yes Address: 23622 Calabasas Road, Suite 300 Calabasas CA 91302 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Other,OFFICER/CONSULTANT/PARTNER Start Date: 4/27/2012 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: manage moneyBusiness Name: POINT BREAK WEST INVESTMENTS, LLC Investment Related: No Address: 5700 CANOGA AVENUE SUITE 150 WOODLAND HILLS CA 91367 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Other,OFFICER Start Date: 4/27/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: day to day management
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (28)
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RR
Alaska (2/17/2023)
RR
Arizona (2/28/2014)
IAR
California (4/27/2012)
RR
California (2/28/2014)
RR
Colorado (2/28/2014)
RR
Connecticut (2/17/2023)
RR
Florida (2/17/2023)
RR
Hawaii (2/17/2023)
RR
Idaho (11/30/2017)
RR
Illinois (2/17/2023)
RR
Indiana (2/17/2023)
RR
Kansas (2/17/2023)
RR
Maryland (2/17/2023)
RR
Massachusetts (2/17/2023)
RR
Michigan (11/24/2014)
RR
Montana (2/28/2014)
RR
Nevada (7/31/2018)
RR
New Mexico (2/17/2023)
RR
New York (3/17/2014)
RR
Ohio (3/17/2014)
RR
Oregon (2/28/2014)
RR
Pennsylvania (2/17/2023)
RR
South Carolina (2/28/2014)
RR
Tennessee (2/17/2023)
RR
Texas (2/28/2014)
RR
Virginia (1/12/2018)
RR
Washington (2/28/2014)
RR
West Virginia (3/17/2014)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
KESTRA PRIVATE WEALTH SERVICES, LLC (#155193)
23622 Calabasas Road, Suite 300, CA, 91302
4/27/2012 - Current
BD
KESTRA INVESTMENT SERVICES, LLC (#42046)
23622 Calabasas Road Suite 300, Calabasas, CA, 91302
2/28/2014 - Current
PREVIOUS EMPLOYERS (8)
BD
LPL FINANCIAL LLC (#6413)
9/28/2012 - 3/5/2014
Woodland Hills, CA
BD
SPIRE SECURITIES, LLC (#144131)
5/7/2012 - 9/28/2012
Woodland Hills, CA
RIA
WELLS FARGO CLEARING SERVICES, LLC (#19616)
4/27/2007 - 5/1/2012
Woodland Hills, CA
BD
WELLS FARGO CLEARING SERVICES, LLC (#19616)
4/27/2007 - 5/1/2012
Woodland Hills, CA
RIA
CITIGROUP GLOBAL MARKETS INC. (#7059)
6/20/2005 - 5/8/2007
Woodland Hills, CA
BD
CITIGROUP GLOBAL MARKETS INC. (#7059)
6/20/2005 - 5/8/2007
Woodland Hills, CA
RIA
MORGAN STANLEY DW INC. (#7556)
1/23/2001 - 6/20/2005
Woodland Hls, CA
BD
MORGAN STANLEY DW INC. (#7556)
8/25/2000 - 6/20/2005
Purchase, NY
JM
Claim Profile

Jeffrey Scott Mramor

IAR
RR
Experience: 23 years / 7 firms
CRD#: 4218842


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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