TS

Tammy K Squire

RR
tammy keller
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Tammy K Squire, who also goes by Tammy Keller, is a registered financial professional at LPL FINANCIAL LLC located in Scottsdale, Arizona.

Tammy is registered as a RR (Registered Representative) and started their career in finance in 2000. Tammy has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.

Advisor Information

ADVISOR PROFILE
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
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RR
Arizona (3/24/2021)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYER
BD
LPL FINANCIAL LLC (#6413)
21911 N Scottsdale Road, Scottsdale, AZ, 85255
3/24/2021 - Current
PREVIOUS EMPLOYERS (2)
BD
BMO HARRIS FINANCIAL ADVISORS, INC. (#137115)
10/1/2018 - 3/24/2021
Scottsdale, AZ
BD
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (#17529)
7/31/2000 - 10/9/2001
Farmington Hills, MI
TS
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Tammy K Squire

RR
Experience: 6 years / 3 firms
CRD#: 4218777


LOCATION
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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