Milton Dennis Flanagan

1. FLANAGAN FINANCIAL SERVICES, INC. ROSELLE, IL; PRESIDENT; SELL FIXED ANNUITIES AND NON VARIABLE ANNUITIES; 60 HOURS/MONTH; NON SECURITIES RELATED. 2. GERARD RADICE EDUCATIONAL FOUNDATION ROSELLE, IL; PRESIDENT; PROVIDES EDUCATIONAL SCHOLARSHIPS; START DATE: 2012; NON SECURITIES RELATED. 3. DBA: FLANAGAN FINANCIAL SERVICES; SECURITIES RELATED. 4. FLANAGAN FINANCIAL SERVICES POSITION: FINANCIAL ADVISOR; NATURE: SOLE PROPRIETORSHIP; INVESTMENT RELATED: YES; NUMBER OF HOURS: 200; SECURITIES TRADING HOURS: 160; START DATE: 02/20/2014; ADDRESS: 15255 S 94TH AVE, SUITE 500, ORLAND PARK IL 60462; DESCRIPTION: WORK WITH CLIENTS TO DEVELOP FINANCIAL STRATEGIES THAT CAN ASSIST THEM IN ACHIEIVING THEIR FINANCIAL OBJECTIVES. 5. GERARD V RADICE FAMILY LEGACY FUND POSITION: President NATURE: Not-for-Profit Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2015 ADDRESS: 105 E Granville Ave, Roselle IL 60172 DESCRIPTION: My Uncle recently passed and he wanted these funds to be used to assist family memeber that my need financial assistance. I will be managing the funds of the Family Legacy and should a family memeber need financial assistance, I will be in a position to assit them. 6. FLANAGAN FINANCIAL SERVICES POSITION: ADJUNCT FACULTY NATURE: I will be teaching a preparing for retirement class. The session will utilize preapproved seminars. INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 06/07/2018 ADDRESS: 9000 W COLLEGE PARKWAY, PALOS HILLS IL 60465, United States DESCRIPTION: I will be teaching a preparing for retirement class, adult education. The class will appear in the colleges mailings and on-line. Registration will be either on-line or by mail and will be coordinated by the college. 7. FLANAGAN FINANCIAL SERVICES POSITION: Author NATURE: Writing, producing and distributing books and other educational products via social media, websites and direct to client distribution. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/30/2020 ADDRESS: 15255 S 94TH AVE, SUITE 500, ORLAND PARK IL 60462, United States DESCRIPTION: Writing, producing and distributing books and other related educational products primarily focused on educating clients on retirement income, but other topics could also be discussed. 8. FLANAGAN FINANCIAL SERVICES LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2022 ADDRESS: 15255 S 94th Ave, Suite 500, Orland Park IL 60462, United States DESCRIPTION: The LLC will be used to help with income taxes.