Joseph R Donato
Finra
Finra has barred this individual from acting as a broker or investment adviser or othrwise associating with a broker-dealer firm
This previously registered financial professional has been barred from performing specific actions in the financial services industry.
Joseph R Donato was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sign in to review disclosures for additional details regarding this action.
OVERVIEW
Joseph is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Joseph had worked at 5 firms, which includes TRUST ADVISORY GROUP LTD, AGES FINANCIAL SERVICES LTD., INVESTORS CAPITAL CORP., EASTERN POINT ADVISORS INC., COMMONWEALTH FINANCIAL NETWORK.
Sign into our membership area to review disclosure and also perform a complimentary background check on this barred financial advisor for an additional layer of due diligence. As a conflict free source of information and statistics, we hope to empower you on your decision of which financial advisor to work with through our commitment to greater transparency.
Disclosures
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
Advisor Information
Firm Information
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
Joseph R Donato
Experience: 23 years / 5 firms
CRD#: 4218627
The lack of due diligence on a financial advisor costs Americans billions each year. While most of our public information could help you choose the right advisor, taking a deeper dive into disclosures is going to shed a deeper light on whether or not you feel comfortable moving forward with a particular financial advisor.
Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
Not sure you want to work with Joseph and thinking of a few other financial advisors to potentially work with as well?
Compare Joseph and up to two other advisors side-by-side, just like how you would pull a Carfax report.
Planning to create a potentially life-long relationship with Joseph?
AdvisorCheck membership to save this advisor and as many others as you would like to your dashboard.
As Featured in
