AS

Andrew Mason Sieg

IAR
RR
andrew m. sieg,andrew mason sieg
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Andrew Mason Sieg, who also goes by Andrew M. Sieg, Andrew Mason Sieg, is a registered financial advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in New York, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Disclosures
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
Please watch the video below to get a better understanding of what disclosures are and what they look like, then click the button underneath that to get immediate access to see whether or not this financial advisor has any disclosures.
FROM THE ADVISOR
Andy Sieg is the former president of Merrill Wealth Management. Sieg joined Merrill Lynch in 1992, and previously held senior strategy, product and field leadership roles in the wealth management business. From 2005-2009, Sieg served as a senior wealth management executive at Citigroup. He returned to Merrill Lynch in 2009 after the firm’s acquisition by Bank of America. Earlier in his career, Sieg served in the White House as an aide to the assistant to the President for Economic and Domestic Policy. Sieg earned a Bachelor of Science in economics from Penn State University and a master’s degree in public policy from the Harvard Kennedy School. He serves on the Board of the Friends of Notre-Dame de Paris and as an Advisory Council Member for the Stanford Center on Longevity. Sieg and his wife, Heliane, and their three children reside in Greenwich, CT.

Advisor Information

ADVISOR PROFILE
Other Business
I*74092 OWNER OF LLC CREATED IN 2014 TO PURCHASE RENTAL PROPERTY. IT IS NOT INVESTMENT RELATED. BUSINESS ADDRESS IS C/O FRANCIS LYNCH, ESQ, WEST PALM BEACH, FL 33401. 4 HOURS PER MONTH SPENT ON BUSINESS ACTIVITIES. 0 HOURS ARE SPENT DURING TRADING HOURS I*1048263 For profit or not for profit: Entity For Profit Name of outside business organization: 98 Dune Road LLC Investment related: Y Address of business: Summit, New Jersey, 07901 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 9/28/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Distribution Manager
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (17)
Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming
RR
Arkansas (5/9/2017)
IAR
Connecticut (12/21/2009)
RR
Connecticut (1/4/2010)
RR
Georgia (5/9/2017)
RR
Illinois (5/9/2017)
RR
Indiana (5/9/2017)
RR
New Hampshire (5/9/2017)
RR
New Jersey (5/9/2017)
RR
New Mexico (5/9/2017)
RR
New York (12/23/2009)
RR
Ohio (5/9/2017)
RR
Puerto Rico (5/9/2017)
RR
Rhode Island (5/9/2017)
RR
South Dakota (5/9/2017)
RR
Texas (5/9/2017)
IAR
Texas (5/17/2017) RESTRICED
RR
Wisconsin (5/9/2017)
SRO REGISTRATIONS (9)
RR
Cboe BYX Exchange, Inc. APPROVED
RR
Cboe BZX Exchange, Inc. APPROVED
RR
Cboe EDGA Exchange, Inc. APPROVED
RR
Cboe EDGX Exchange, Inc. APPROVED
RR
Cboe Exchange, Inc. APPROVED
RR
FINRA APPROVED
RR
Investors' Exchange LLC APPROVED
RR
Nasdaq Stock Market APPROVED
RR
New York Stock Exchange APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
One Bryant Park Mlwm Executive Osj, New York, NY, 10036
12/21/2009 - Current
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
One Bryant Park Mlwm Executive Osj, New York, NY, 10036
12/22/2009 - Current
PREVIOUS EMPLOYERS (4)
RIA
CITIGROUP GLOBAL MARKETS INC. (#7059)
5/18/2007 - 9/24/2009
New York, NY
BD
CITIGROUP GLOBAL MARKETS INC. (#7059)
5/25/2005 - 9/24/2009
New York, NY
RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
4/9/2003 - 4/27/2005
New York, NY
BD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)
2/23/2001 - 4/27/2005
New York, NY
AS
Claim Profile

Andrew Mason Sieg

IAR
RR
Experience: 22 years / 2 firms
CRD#: 4218535



LOCATION
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