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JK

John C. Korody

MULTI-BANK SECURITIES
FT. LAUDERDALE, FL 33308
Some features on this profile are disabled
CRD#: 4150493
JK

Professional summary

John Christian Korody is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Christian Korody's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2012 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308
BD
CRD#: 22098
FT. LAUDERDALE, FL
Past

April 12, 2010 - April 3, 2012

PERSHING LLC

BD
CRD#: 7560
BOCA RATON, FL
Past

April 24, 2008 - March 19, 2009

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
BOCA RATON, FL
Past

December 7, 2006 - March 13, 2008

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
BOCA RATON, FL
Past

October 16, 2006 - March 13, 2008

LASALLE FINANCIAL SERVICES, INC.

RIA
CRD#: 20373
BOCA RATON, FL
Past

December 13, 2005 - April 27, 2007

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA
CRD#: 105780
WEST PALM BEACH, FL
Past

October 22, 2003 - December 17, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

June 2, 2000 - October 23, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/19/2014)
RR
Florida
(4/9/2012)
RR
Illinois
(3/27/2019)
RR
Kentucky
(1/29/2013)
RR
Massachusetts
(8/12/2014)
RR
Michigan
(3/5/2014)
RR
Minnesota
(11/14/2013)
RR
Missouri
(1/30/2013)
RR
New Jersey
(8/13/2015)
RR
New York
(6/27/2016)
RR
Ohio
(1/31/2014)
RR
Oklahoma
(10/16/2012)
RR
Texas
(7/16/2013)
RR
Washington
(9/12/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 11/9/2006
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/9/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/15/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 6/15/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/1/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/29/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MULTI-BANK SECURITIES, INC.

CRD#: 22098Ft. Lauderdale, FL 33308

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