Kirk J. Sauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Joseph Sauer, who also goes by Kirk Sauer, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2000. Kirk had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2023 - October 2, 2025
BULL MARKET SECURITIES, INC.
December 12, 2022 - December 18, 2023
DINOSAUR FINANCIAL GROUP, L.L.C
September 19, 2022 - December 19, 2022
SPEEDTRADER, INC
March 3, 2008 - November 9, 2022
PAR5 CAPITAL & CO LLC
January 17, 2000 - January 3, 2008
SEIDEL & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BULL MARKET SECURITIES, INC.
CRD#: 282480 / SEC#: , 8-69718
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
