Jason F. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Frederick Taylor, who also goes by Jason Fredercik Taylor, Jason Frederick Taylor, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2024 - April 7, 2025
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
January 18, 2024 - April 7, 2025
FIDELITY BROKERAGE SERVICES LLC
January 10, 2014 - April 7, 2025
NATIONAL FINANCIAL SERVICES LLC
June 21, 2011 - October 2, 2013
FIDELITY BROKERAGE SERVICES LLC
June 21, 2007 - May 23, 2011
NATIONAL FINANCIAL SERVICES LLC
April 12, 2001 - May 7, 2007
FIDELITY BROKERAGE SERVICES LLC
January 24, 2000 - January 30, 2001
METROPOLITAN LIFE INSURANCE COMPANY
January 24, 2000 - January 30, 2001
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 6,468,261,663 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
