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MS

Michael R. Schoeller

ARES WEALTH MANAGEMENT SOLUTIONS
New York, NY 10167
Some features on this profile are disabled
CRD#: 3276187
MS

Professional summary

Michael Robert Schoeller is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 18 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Robert Schoeller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 8, 2024 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 245 Park Avenue- 44th Floor, New York, NY 10167
BD
CRD#: 119546
New York, NY
Past

December 17, 2018 - October 1, 2024

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

February 2, 2017 - July 31, 2018

OCM INVESTMENTS, LLC

BD
CRD#: 128803
LOS ANGELES, CA
Past

August 12, 2013 - January 30, 2017

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

August 12, 2013 - January 30, 2017

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

July 20, 2012 - August 12, 2013

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

February 17, 2011 - July 5, 2012

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEW YORK, NY
Past

September 22, 2006 - February 10, 2011

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

July 14, 2005 - June 5, 2006

UST SECURITIES CORP.

BD
CRD#: 13906
STAMFORD, CT
Past

August 26, 2004 - April 29, 2005

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

August 5, 2004 - March 30, 2005

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

May 24, 2004 - March 30, 2005

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

February 5, 2003 - May 3, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

February 3, 2003 - May 3, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 15, 2002 - May 3, 2004

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

November 9, 2002 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

November 26, 2001 - May 3, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

October 11, 1999 - March 23, 2000

MANUFACTURERS SECURITIES SERVICES, LLC

BD
CRD#: 16009
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 7/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/24/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/8/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/1/2004
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/26/2003
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1200 17th Street Suite #2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite #2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Colorado since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER
ADAMSON, CHRISTINA CARSONDESIGNATED PRINCIPAL / CO-CEO5372006
GALLIGAN, CASEY DDESIGNATED PRINCIPAL / CO-CEO4022954
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546New York, NY 10167

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