Chad M. Centorbi

CENTORBI FINANCIAL GROUP

Dardenne Prairie, MO

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CRD#: 3270862

Professional summary

Chad Michael Centorbi, who also goes by Chad M Centorbi, is a registered financial advisor currently at CENTORBI FINANCIAL GROUP, INC. located in Dardenne Prairie, Missouri.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Chad has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad M Centorbi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CENTORBI FINANCIAL GROUP INCORPORATED, INDEPENDENT INSURANCE SALES, COMMENCED 1/2004, CORPORATION, INVESTMENT RELATED, 120 HOURS/MONTH TIME SPENT, 100% OWNERSHIP. 2. CENTORBI REAL ESTATE LLC; NOT INVESTMENT RELATED; 1023 FIRST CAPITOL DRIVE, ST. CHALES, MO 63301; REAL ESTATE; OWNER; STARGIN 6/1/2007; 5 HOURS/MONTH; NONE DURING TRADING HOURS; MAINTAINING BOOKS AND OVERSEE BILLING. 3. Academy of the Sacred Heart School Investment committee, 601 North Second Street, Saint Charles MO, 63301, United States, nature of the other business: I am part of the investment committee that decides the direction of the school endowment fund. I am not compensated for this position. position or title is Committee Member, date this activity began 08/15/2017, approximate number of hours per month devoted to this business: .5, the approximate number of hours per month devoted to this business, during trading hours: 0; Is your activity investment related? Yes, 10. Describe your duties and responsibilities as well as the products and services offered to this business: I am providing no products or services directly to the school I am part of the committee that meets with the schools investment advisor who is Moneta Group in St louis. we decide if there needs to be any changes to the investment policy statement to match the goals of the endowment fund; indicate the compensation you receive: None, Is this business also a client of your Firm? No

Blog Corner

CRS (Client Relationship Summary) - RIA

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SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

December 13, 2007 - July 7, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ST. CHARLES, MO

Past

July 2, 2007 - January 27, 2012

SUTTERFIELD FINANCIAL GROUP, INC.

RIA

CRD#: 115652

SAINT CHARLES, MO

Past

October 1, 2002 - December 13, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

ST CHARLES, MO

Past

August 11, 1999 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/11/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTORBI FINANCIAL GROUP, INC.

CRD#: 292011 / SEC#:

Missouri

Registered Investment Advisory firm - (1/25/2019 Approved)

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Contact information

Main Address

Dardenne Prairie, MO

Mailing Address

1001 Boardwalk Springs Place Suite 111, Ofallon, MO 63368

Phone number

(636) 634-9986

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 38,365,852

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad M. Centorbi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Michael Centorbi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTORBI FINANCIAL GROUP, INC.

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

PURSHE KAPLAN STERLING INVESTMENTS

SUTTERFIELD FINANCIAL GROUP, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2005

Series 63

Date: 9/13/1999

SIE

Date: 12/31/2016

Series 6

Date: 8/11/1999

Current Firm

CENTORBI FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENTORBI FINANCIAL GROUP, INC.

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