Nicole A. Higgins
Professional summary
Nicole Alexis Higgins, who also goes by Nicole A Higgins, Nicole Alexis Higgins, Nikki Alexis Higgins, Nikki Higgins, Nicole Higgins, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bloomfield, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Nicole has worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Alexis Higgins's CRS (Customer Relationship Summary).
Certified licenses
Education
Northeasten University
Bachelor of Science (BS) - Economics
1995
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211July 7, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107August 5, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 5, 2017 - May 3, 2022
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2017 - May 3, 2022
WELLS FARGO CLEARING SERVICES, LLC
March 2, 2016 - July 24, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
March 2, 2016 - July 24, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
October 13, 2011 - March 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 13, 2011 - March 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2007 - June 16, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
October 30, 2007 - June 16, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 29, 2006 - July 16, 2007
MML INVESTORS SERVICES, LLC
September 19, 2005 - July 16, 2007
MML INVESTORS SERVICES, LLC
April 30, 2005 - August 23, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 16, 2004 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
August 16, 2004 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
February 14, 2001 - October 14, 2003
VP DISTRIBUTORS LLC
August 25, 1999 - January 23, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2023)
(1/4/2025)
(7/7/2022)
(3/31/2025)
(1/6/2023)
(3/25/2023)
(6/26/2025)
(9/26/2022)
(6/26/2025)
(6/26/2025)
(9/9/2022)
(3/25/2023)
(1/6/2023)
(1/4/2025)
(5/3/2024)
(6/26/2025)
(7/8/2022)
(3/31/2025)
(5/3/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
