RP
Ramona H. Pearson
ADVISORY ALPHA
FARMINGTON HILLS, MI
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CRD#: 3216831
RP
Professional summary
Ramona Henderson Pearson, who also goes by Ramona Pearson, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Farmington Hills, Michigan.
Ramona is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ramona has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ramona Pearson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Business Office Consultants, LLC; Not investment-related; 28074 Hickory Drive, Farmington Hills, MI 48331; Out-sources CFO services; Principal; 11/2014; Approx. 40 hours/month; Approx. 40 hours/month during trading hours; Engage clients, create proposal, assign consultants, etc. (2) The Pearson Group, LLC - DBA Healthy Wealthy Wise, LLC; Investment-related; 28074 Hickory Drive, Farmington Hills, MI 48331; Insurance products; Insurance agent; 10/1999; Approx. 40 hours/month; Approx. 40 hours/month during trading hours; Offer fixed annuities and insurance products, book writing, lectures, etc. (3) Ramona Pearson; Investment-related; 28074 Hickory Drive, Farmington Hills, MI 48331; Insurance sales; Licensed insurance agent; 10/1999; Approx. 40 hours/month as Insurance agent with Healthy Wealthy Wise, LLC; Approx. 40 hours/month during trading hours as Insurance agent with Healthy Wealthy Wise, LLC; Sales of insurance products. (4) Ramona H. Pearson, CPA, P.C.; Not investment-related; 28074 Hickory Drive, Farmington Hills, MI 48331; CPA firm; President; 03/1985; Approx. 40 hours/month; Approx. 40 hours/month during trading hours; Tax compliance services for individuals and corporations. (5) Wedgewood Homeowners Association; Not investment-related; 28074 Hickory Drive, Farmington Hills, MI 48331; Homeowners Association; Board Member; Board Member; 05/2021; Approx. 2 hours/month; Approx. 0 hours/month during trading hours; Responsible for attending regular meetings and participating in association activities.
CRS (Client Relationship Summary) - RIA
Click below to view Ramona Henderson Pearson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2020 - Present
ADVISORY ALPHA, LLC
RIA
CRD#: 158282
FARMINGTON HILLS, MI
Past
October 5, 2018 - September 15, 2020
PLANNERS ALLIANCE
RIA
CRD#: 290575
Southfield, MI
Past
December 3, 2010 - September 19, 2018
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Southfield, MI
Past
August 16, 1999 - September 19, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Southfield, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(9/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
