Peter L. Klos
Professional summary
Peter Landell Klos, CFA, who also goes by Peter Landell Klos, is a registered financial advisor currently at NATIXIS ADVISORS, LLC located in San Francisco, California and NATIXIS DISTRIBUTION, LLC located in San Francisco, California.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Landell Klos's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2005 - Present
NATIXIS ADVISORS, LLC
Office #1: 101 Second Street, San Francisco, CA 94105-0908January 4, 2005 - Present
NATIXIS DISTRIBUTION, LLC
Office #1: 101 Second Street Suite 1600, San Francisco, CA 94105November 25, 2003 - December 17, 2004
UBS FINANCIAL SERVICES INC.
October 3, 2003 - December 17, 2004
UBS FINANCIAL SERVICES INC.
July 6, 2001 - June 13, 2002
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2005)
(1/4/2005)
(11/13/2012)
Exams
FINRA
Current Firm
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85,258 |
| AUM (Assets Under Management) | $ 85,230,726,459 |
Red Flags
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