Louis M. Bruno
STRATEGIC ADVISERS LLC | Financial Consultant
ABERDEEN, NJ
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CRD#: 3203251
Professional summary
Louis M Bruno III, who also goes by Louis M Bruno, Louis Michael Bruno III, Louis Michael Bruno, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Aberdeen, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Louis has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
A your Financial Consultant, I partner with the Fidelity Private Client Group to provide investment guidance and planning based on personalized financial goals and situations.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louis M Bruno | Louis Michael Bruno Iii | Louis Michael Bruno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Louis M Bruno III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700RIA
CRD#: 104555
ABERDEEN, NJ
Current
October 24, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700BD
CRD#: 7784
NEW YORK, NY
Past
April 18, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
June 5, 2012 - October 6, 2014
CHELSEA FINANCIAL SERVICES
BD
CRD#: 47770
STATEN ISLAND, NY
Past
July 20, 2006 - June 25, 2012
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
RED BANK, NJ
Past
October 4, 2005 - July 20, 2006
GREAT EASTERN SECURITIES, INC.
BD
CRD#: 2061
NEW YORK, NY
Past
February 14, 2005 - September 29, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
BD
CRD#: 43598
CHIPLEY, FL
Past
April 14, 2004 - January 4, 2005
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
December 11, 2003 - March 15, 2004
S.W. BACH & COMPANY
BD
CRD#: 43522
PORT WASHINGTON, NY
Past
August 26, 2003 - December 10, 2003
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
October 2, 2002 - September 30, 2003
SALOMON GREY FINANCIAL CORPORATION
BD
CRD#: 43413
DALLAS, TX
Past
July 26, 2002 - October 22, 2002
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/22/2020)
RR
California(10/4/2016)
RR
Colorado(1/26/2017)
RR
Connecticut(10/24/2014)
RR
Delaware(2/7/2020)
RR
District of Columbia(1/7/2019)
RR
Florida(8/25/2016)
RR
Georgia(1/24/2019)
RR
Hawaii(6/29/2020)
RR
Idaho(2/5/2020)
RR
Illinois(3/2/2017)
RR
Indiana(2/6/2020)
RR
Iowa(1/8/2019)
RR
Kentucky(5/11/2020)
RR
Louisiana(2/5/2020)
RR
Maine(1/7/2019)
RR
Maryland(3/7/2017)
RR
Massachusetts(3/2/2017)
RR
Michigan(1/9/2019)
RR
Minnesota(9/25/2019)
RR
Missouri(3/31/2020)
RR
Nebraska(5/19/2022)
RR
Nevada(2/13/2020)
RR
New Hampshire(3/22/2017)
RR
New Jersey(10/27/2014)
IAR
New Jersey(3/31/2025)
RR
New Mexico(2/5/2020)
RR
New York(10/24/2014)
IAR
New York(3/31/2025)
RR
North Carolina(11/23/2016)
RR
Ohio(1/7/2019)
RR
Oregon(7/25/2022)
RR
Pennsylvania(8/25/2016)
RR
Rhode Island(1/9/2019)
RR
South Carolina(1/9/2019)
RR
Tennessee(1/9/2019)
RR
Texas(1/9/2019)
IAR
Texas(3/31/2025)
RR
Utah(1/14/2021)
RR
Vermont(1/11/2019)
RR
Virginia(3/29/2017)
RR
Washington(1/7/2019)
RR
West Virginia(2/27/2020)
RR
Wisconsin(9/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Aberdeen, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
