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SC

Scott T. Cardone

NETWORK 1 FINANCIAL SECURITIES
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 3192798
SC

Professional summary

Scott Thomas Cardone is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Thomas Cardone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2023 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
BD
CRD#: 13577
Red Bank, NJ
Past

January 7, 2017 - June 2, 2023

GP NURMENKARI INC.

BD
CRD#: 153480
New York, NY
Past

December 10, 2014 - December 23, 2016

KATALYST SECURITIES LLC

BD
CRD#: 112494
new york, NY
Past

June 10, 2013 - December 31, 2014

EDI FINANCIAL, INC.

BD
CRD#: 15699
NEW YORK, NY
Past

February 22, 2011 - June 12, 2013

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
NEW YORK, NY
Past

January 8, 2010 - February 22, 2011

AMERICAN BEACON PARTNERS, INC.

BD
CRD#: 15791
NEW YORK, NY
Past

April 10, 2007 - December 23, 2009

ADVANCED EQUITIES, INC.

RIA
CRD#: 35545
NEW YORK, NY
Past

April 3, 2007 - December 23, 2009

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
NEW YORK, NY
Past

May 21, 2002 - March 30, 2007

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

July 2, 1999 - December 11, 2001

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/16/2023)
RR
Arizona
(5/16/2023)
RR
California
(5/16/2023)
RR
Colorado
(5/16/2023)
RR
Connecticut
(5/16/2023)
RR
Florida
(5/16/2023)
RR
Georgia
(5/16/2023)
RR
Illinois
(5/16/2023)
RR
Indiana
(10/19/2023)
RR
Kansas
(5/16/2023)
RR
Louisiana
(5/16/2023)
RR
Maryland
(5/16/2023)
RR
Massachusetts
(5/16/2023)
RR
Michigan
(5/16/2023)
RR
Minnesota
(5/16/2023)
RR
Mississippi
(5/16/2023)
RR
Nebraska
(2/14/2024)
RR
Nevada
(5/16/2023)
RR
New Hampshire
(10/31/2023)
RR
New Jersey
(5/16/2023)
RR
New York
(5/16/2023)
RR
North Carolina
(5/16/2023)
RR
Ohio
(5/16/2023)
RR
Oregon
(5/16/2023)
RR
Pennsylvania
(5/16/2023)
RR
Rhode Island
(5/16/2023)
RR
South Carolina
(5/16/2023)
RR
Texas
(5/16/2023)
RR
Utah
(5/16/2023)
RR
Vermont
(5/16/2023)
RR
Virginia
(12/6/2023)
RR
Washington
(5/16/2023)
RR
Wisconsin
(5/16/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/7/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/16/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577Red Bank, NJ 07701

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