KH
Karen L. Harrison
DIGITAL BROKERAGE SERVICES LLC
Durham, NC 27709
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CRD#: 3160563
KH
Professional summary
Karen Lisa Harrison, who also goes by Karen Lisa Harrison, Karen L Harrison, is a registered financial professional currently at DIGITAL BROKERAGE SERVICES LLC located in Durham, North Carolina.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1999. Karen has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Karen Lisa Harrison | Karen L Harrison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Karen Lisa Harrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2020 - Present
DIGITAL BROKERAGE SERVICES LLC
Office #1: 100 New Milennium Way, Durham, NC 27709BD
CRD#: 308213
Durham, NC
Past
September 10, 2020 - September 16, 2020
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
July 13, 2018 - June 22, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
November 25, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ATLANTA, GA
Past
July 10, 2014 - June 19, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DUNWOODY, GA
Past
October 1, 2007 - June 5, 2014
OSAIC FA, INC.
BD
CRD#: 3978
SNELLVILLE, GA
Past
July 10, 2000 - July 7, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
ATLANTA, GA
Past
March 31, 1999 - July 14, 1999
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2021)
RR
Alaska(2/22/2021)
RR
Arizona(1/25/2021)
RR
Arkansas(1/26/2021)
RR
California(12/3/2020)
RR
Colorado(2/26/2021)
RR
Connecticut(2/8/2021)
RR
Delaware(2/16/2021)
RR
District of Columbia(1/21/2021)
RR
Florida(3/2/2021)
RR
Georgia(1/21/2021)
RR
Hawaii(1/21/2021)
RR
Idaho(1/12/2021)
RR
Illinois(2/24/2021)
RR
Indiana(3/1/2021)
RR
Iowa(12/16/2020)
RR
Kansas(12/4/2020)
RR
Kentucky(1/25/2021)
RR
Louisiana(2/24/2021)
RR
Maine(12/8/2020)
RR
Maryland(12/4/2020)
RR
Massachusetts(12/24/2020)
RR
Michigan(1/5/2021)
RR
Minnesota(5/13/2021)
RR
Mississippi(1/22/2021)
RR
Missouri(12/18/2020)
RR
Montana(12/3/2020)
RR
Nebraska(1/25/2021)
RR
Nevada(2/24/2021)
RR
New Hampshire(12/3/2020)
RR
New Jersey(1/22/2021)
RR
New Mexico(2/24/2021)
RR
New York(1/22/2021)
RR
North Carolina(12/7/2020)
RR
North Dakota(2/24/2021)
RR
Ohio(12/3/2020)
RR
Oklahoma(1/25/2021)
RR
Oregon(1/22/2021)
RR
Pennsylvania(12/7/2020)
RR
Puerto Rico(12/7/2020)
RR
Rhode Island(1/8/2021)
RR
South Carolina(2/24/2021)
RR
South Dakota(1/22/2021)
RR
Tennessee(1/22/2021)
RR
Texas(12/14/2020)
RR
Utah(12/3/2020)
RR
Vermont(1/21/2021)
RR
Virgin Islands(2/5/2021)
RR
Virginia(12/4/2020)
RR
Washington(1/27/2021)
RR
West Virginia(1/25/2021)
RR
Wisconsin(12/7/2020)
RR
Wyoming(2/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DB
DIGITAL BROKERAGE SERVICES LLC
DIGITAL BROKERAGE SERVICES LLC
CRD#: 308213 / SEC#: , 8-70512
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
499 Washington Blvd, Jersey City, NJ 07310
Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Phone number
(833) 327-3444
Established
Delaware since 02/27/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| CULLARO, GIUSEPPE | PRESIDENT, CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 4738727 |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| O'BRIEN, EDWARD DANIEL | DIRECTOR | 2239064 |
| RHODES, NOAH BUTLER | PRINCIPAL FINANCIAL OFFICER | 6546392 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIGITAL BROKERAGE SERVICES LLC
CRD#: 308213Durham, NC 27709TRUST BUT VERIFY
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