JP
Joel A. Palatnik
LWM ADVISORY SERVICES
Plantation, FL 33324
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CRD#: 3147356
JP
Professional summary
Joel Angel Palatnik is a registered financial advisor currently at LWM ADVISORY SERVICES, LLC located in Plantation, Florida and LPL FINANCIAL LLC located in Plantation, Florida.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joel has worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/05/2015 - LWM ADVISORY SERVICES, LLC - INV REL - 1250 S. PINE ISLAND ROAD, SUITE 350, PLANTATION, FL 33324 - REGISTERED INVESTMENT ADVISOR HYBRID - DBA: (Hybrid) LWM Advisory Services, LLC - START 7/1/2015 - 100 HOURS PER MONTH, 100% TIME SPENT, 5 DURING TRADING - IAR 2. 08/15/2016 - No Business Name - Non-Variable Insurance - INV REL - 1250 S. PINE ISLAND RD #350, PLANTATION, FL 33324 - Started 07/15/2016 - 5 Hr/Mo; 0 Hours During Securities Trading. 3. 6/22/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/15/2016 - Whole Life, Universal Life, Fixed Index Life and Term Life Insurance 4. 10/29/2018 - Legacy Wealth Management Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:11/15/2018 - 180 Hours Per Month/6 Hours During Trading. 5. 5/22/2020 - InvesTrust Financial Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 07/01/2020 - 1 Hour Per Month. 6. 8/14/2020 - No Business Name - Investment Related - Miami, FL 33131 & Aventura, FL 33180 - Real Estate Rental - Started 08/03/2020 - 2 Hours Per Month During Securities Trading - Owner and operator of personal real estate rental/ investment properties. 7. 6/14/2021 - JADS Holdings 2, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 5/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Establishing LLC for the sole purpose of holding Real Estate assets/rental properties. 8. 08/17/2022 - LWM ADVISORY SERVICES, LLC - DBA: Legacy Retirement Plan Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 08/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Legacy Retirement Plan Advisors, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Angel Palatnik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2015 - Present
LWM ADVISORY SERVICES, LLC
Office #1: 1250 S. Pine Island Road Suite 350, Plantation, FL 33324RIA
CRD#: 172009
Plantation, FL
Current
July 31, 2015 - Present
LPL FINANCIAL LLC
Office #1: 1250 S Pine Island Rd Ste 350, Plantation, FL 33324RIA
BD
CRD#: 6413
Plantation, FL
Past
December 22, 2017 - January 17, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
December 11, 2014 - August 3, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MIAMI, FL
Past
December 4, 2014 - August 3, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MIAMI, FL
Past
May 30, 2008 - December 8, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
MIAMI, FL
Past
May 22, 2008 - December 8, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
MIAMI, FL
Past
January 30, 2008 - May 21, 2008
INVESTACORP, INC.
BD
CRD#: 7684
HALLANDALE BEACH, FL
Past
March 29, 2007 - July 27, 2007
EQUITY SERVICES, INC.
RIA
CRD#: 265
CORAL GABLES, FL
Past
March 15, 2007 - July 27, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
CORAL GABLES, FL
Past
April 29, 2005 - January 16, 2007
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CORAL GABLES, FL
Past
October 19, 2004 - January 16, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
CORAL GABLES, FL
Past
October 19, 2004 - January 16, 2007
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CORAL GABLES, FL
Past
March 9, 2004 - October 12, 2004
KOVACK SECURITIES INC.
BD
CRD#: 44848
FT. LAUDERDALE, FL
Past
September 19, 2003 - January 23, 2004
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
December 19, 2002 - October 17, 2003
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
July 11, 2002 - January 8, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
December 7, 2001 - June 25, 2002
STATETRUST INVESTMENTS INC.
BD
CRD#: 104651
BOCA RATON, FL
Past
September 6, 2001 - December 6, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/3/2015)
IAR
Florida(8/7/2015)
RR
North Carolina(6/2/2021)
IAR
Texas(1/3/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1250 S. Pine Island Road Suite 350, Plantation, FL 33324
Mailing Address
Phone number
(954) 474-7100
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,881 |
| AUM (Assets Under Management) | $ 837,849,209 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LWM ADVISORY SERVICES, LLC
CRD#: 172009Plantation, FL 33324TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
