George S. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Sidney Ross was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1998. George had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2006 - February 24, 2014
FCG ADVISORS, LLC
December 2, 2003 - December 18, 2006
PRITCHARD CAPITAL PARTNERS, LLC
September 23, 1998 - November 18, 2003
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FCG ADVISORS, LLC
CRD#: 40633 / SEC#: , 8-49104
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMBIAS, JOHN ANTHONY | PRESIDENT/SECRETARY/MANAGING MEMBER | 705794 |
| GLATZ, CHRISTOPHER ADAM | MUNICIPAL SECURITIES PRINCIPAL | 2238586 |
| GLATZ, CHRISTOPHER ADAM | CHIEF COMPLIANCE OFFICER | 2238586 |
| GLATZ, CHRISTOPHER ADAM | PRINCIPAL OPERATIONS OFFICER | 2238586 |
| HOLEVAS, THOMAS GREGORY | PRINCIPAL FINANCIAL OFFICER/CHIEF OPERATING OFFICER | 6797273 |
| MEGLIO, STEVEN OTHELLO | PRINCIPAL FINANCIAL OFFICER | 4578670 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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