Donald R. Laurence

STONE OAK WEALTH MANAGEMENT

San Antonio, TX 78259

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CRD#: 3100139

Professional summary

Donald R Laurence JR, CFP®, who also goes by Donald Ray Laurence Jr, Donnie Ray Laurence Jr, is a registered financial advisor currently at STONE OAK WEALTH MANAGEMENT, LLC located in San Antonio, Texas.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Donald has worked at 7 firms and has passed the Series 66, Series 31, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald Ray Laurence Jr | Donnie Ray Laurence Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RENTAL PROPERTY, INV RELATED, WACO, TX, 100% OWNER, START: 5/2014, 2 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD 2)Name of Business : Rental Real Estate Address: San Antonio, TX Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related: No Start Date: 06/22/2016 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: I own rental property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald R Laurence JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 30, 2019 - Present

STONE OAK WEALTH MANAGEMENT, LLC

Office #1: 19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

RIA

CRD#: 288217

San Antonio, TX

Past

March 26, 2018 - September 4, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOERNE, TX

Past

March 26, 2018 - September 4, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BOERNE, TX

Past

February 2, 2007 - April 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN ANTONIO, TX

Past

February 2, 2007 - April 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN ANTONIO, TX

Past

August 29, 2003 - February 6, 2007

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

SAN ANTONIO, TX

Past

August 29, 2003 - February 6, 2007

HILLTOP SECURITIES INC.

CRD#: 6220

SAN ANTONIO, TX

Past

July 11, 2000 - September 15, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN ANTONIO, TX

Past

July 11, 2000 - September 15, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 4, 2000 - July 31, 2000

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

October 15, 1998 - December 31, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/27/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/4/2019

Futures Managed Funds Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/16/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/2/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

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Contact information

Main Address

19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

Mailing Address

Phone number

(210) 339-2707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE OAK WEALTH MANAGEMENT ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 338,591,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald R. Laurence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald R Laurence JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MOMENTUM INDEPENDENT NETWORK INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

STONE OAK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/27/1998

Series 31

Date: 4/4/2019

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1998

Series 10

Date: 4/16/2004

Series 9

Date: 4/2/2004

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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