PF
Patrick M. Fay
HUB INVESTMENT ADVISORS,
Omaha, NE 68154
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CRD#: 3073542
PF
Professional summary
Patrick Michael Fay, AIF®, who also goes by Pat Fay, is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Omaha, Nebraska and M HOLDINGS SECURITIES, INC. located in Omaha, Nebraska.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Fay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HUB INTERNATIONAL GREAT PLAINS, LLC; 11516 MIRACLE HILLS DRIVE, OMAHA, NE 68154; MEMBER FIRM AFFILIATION; INVESTMENT RELATED; RETIREMENT PLAN ADVISOR; ADVISOR TO CORPORATE RETIREMENT PLANS; 12/20/2019; 160 HOURS PER MONTH; 160 HOURS PER MONTH DURING TRADING HOURS. 2) HUB INVESTMENT ADVISORS, INC.; 11516 MIRACLE HILLS DRIVE, OMAHA, NE 68154; RIA; INVESTMENT RELATED; RETIREMENT PLAN ADVISOR; INVESTMENT ADVISOR; 5/25/2021; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS. 3) M HOLDINGS SECURITIES, INC.; INVESTMENT RELATED; ADDRESS: 1125 NW COUCH STREET #900, PORTLAND, OR 97209; BUSINESS: REGISTERED BROKER-DEALER; TITLE: REGISTERED REPRESENTATIVE; START DATE: 12/2008; 1 HOURS/MONTH; 1 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: ENTITY IS MY BROKER-DEALER. 4) HUB INTERNATIONAL INVESTMENT SERVICES, INC.; INVESTMENT RELATED; ADDRESS: 9200 WARD PARKWAY, SUITE 500, KANSAS CITY, MO 64114; BUSINESS: ACCOMIDATION BROKER-DEALER; TITLE: REGISTERED REPRESENTATIVE; START DATE: 9/2022; 0 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; DUTIES: ENTITY IS MY ACCOMIDATION BROKER-DEALER.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Fay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 28, 2013 - Present
HUB INVESTMENT ADVISORS, INC
Office #1: 11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154RIA
CRD#: 164600
Omaha, NE
Current
December 16, 2008 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 11516 Miracle Hills Drive Suite 100, Omaha, NE 68154RIA
BD
CRD#: 43285
Omaha, NE
Current
September 6, 2022 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Office #1: 9200 Ward Parkway, Suite 500, Kansas City, MO 64114BD
CRD#: 150252
Kansas City, MO
Past
July 30, 2012 - August 20, 2012
HUB INVESTMENT ADVISORS, INC
RIA
CRD#: 164600
OMAHA, NE
Past
February 27, 2009 - March 27, 2013
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PORTLAND, OR
Past
September 11, 2008 - November 25, 2008
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
May 31, 2007 - April 7, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
October 7, 2003 - January 31, 2007
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
May 9, 2001 - November 12, 2003
ORBITEX FUNDS DISTRIBUTOR, INC.
BD
CRD#: 41453
STAMFORD, CT
Past
January 12, 2001 - May 9, 2001
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
July 29, 1999 - June 14, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 9, 1998 - April 13, 1999
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
Registered Investment Advisory firm - (7/20/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(12/16/2008)
IAR
Iowa(11/7/2013)
RR
Nebraska(12/16/2008)
IAR
Nebraska(3/28/2013)
RR
North Dakota(1/5/2018)
RR
South Dakota(12/16/2008)
IAR
South Dakota(11/20/2013)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HUB INVESTMENT ADVISORS, INC
HUB INVESTMENT ADVISORS | SILVERSTONE ASSET MANAGEMENT, INC., A HUB INTERNATIONAL COMPANY | SILVERSTONE ASSET MANAGEMENT INC | HUB INVESTMENT ADVISORS, INC
CRD#: 164600 / SEC#: 801-76898
RIA
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Contact information
Main Address
11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154
Mailing Address
Phone number
(402) 964-5400
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 529 |
| AUM (Assets Under Management) | $ 2,073,694,709 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUB INVESTMENT ADVISORS, INC
CRD#: 164600Omaha, NE 68154TRUST BUT VERIFY
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