Jonathan R. Frame

QUINCY WELLS ADVISORS

San Tan Valley, AZ

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CRD#: 3057547

Professional summary

Jonathan Richard Frame, who also goes by Jonathan Richard Frame, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in San Tan Valley, Arizona and PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Richard Frame

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bristal Lane Group, not investment related, compliance consultant, hours vary during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Richard Frame's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2024 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

San Tan Valley, AZ

Current

August 24, 2023 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

CRD#: 157045

Jupiter, FL

Current

January 31, 2025 - Present

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240

CRD#: 8478

Indianapolis, IN

Past

March 25, 2024 - July 29, 2024

IGM BROKERAGE

CRD#: 310654

RALEIGH, NC

Past

February 2, 2010 - June 6, 2023

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

January 29, 2010 - June 6, 2023

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Queen Creek, AZ

Past

March 6, 2008 - May 6, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

QUEEN CREEK, AZ

Past

March 9, 2006 - March 5, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

QUEEN CREEK, AZ

Past

February 21, 2006 - May 6, 2008

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

February 21, 2006 - May 6, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 10, 2004 - February 11, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

December 19, 2003 - May 7, 2004

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

IRVING, TX

Past

December 19, 2003 - May 7, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

December 9, 2000 - December 16, 2003

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/5/2025)

IAR

Illinois
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 8/24/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/22/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/12/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan R. Frame

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Richard Frame's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

IGM BROKERAGE

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1ST GLOBAL CAPITAL CORP.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2001

Series 63

Date: 2/19/1999

Series 52TO

Date: 8/24/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/13/2000

Series 53

Date: 4/22/2002

Series 24

Date: 1/12/2001

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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