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CM

Christopher Maryanopolis

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CRD#: 3041077
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Maryanopolis was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 7 firms and has passed the Series 66, Series 63, Series 79TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIA LLC & SEIA LLC POSITION: Director of Operations NATURE: Independent Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/08/2019 ADDRESS: 2121 Ave. of the Stars, Suite 1600, Los Angeles, CA 90067 DESCRIPTION: Manage Operations

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 23, 2022 - June 27, 2025

SIGNATURE ESTATE SECURITIES, LLC

BD
CRD#: 18923
Los Angeles, CA
Past

July 12, 2019 - July 12, 2019

OSAIC WEALTH, INC.

RIA
CRD#: 23131
LOS ANGELES, CA
Past

July 12, 2019 - June 27, 2025

SIGNATURE INVESTMENT ADVISORS, LLC

RIA
CRD#: 160715
LOS ANGELES, CA
Past

July 12, 2019 - September 28, 2022

OSAIC WEALTH, INC.

BD
CRD#: 23131
LOS ANGELES, CA
Past

November 2, 2018 - May 24, 2019

OSAIC WEALTH, INC.

RIA
CRD#: 23131
ST. PETERSBURG, FL
Past

November 2, 2018 - May 24, 2019

OSAIC WEALTH, INC.

BD
CRD#: 23131
ST. PETERSBURG, FL
Past

October 21, 2013 - January 7, 2016

SIGNATOR FINANCIAL SERVICES, INC.

RIA
CRD#: 19061
Bellevue, WA
Past

October 21, 2013 - January 20, 2016

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
Bellevue, WA
Past

May 11, 2007 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
BOSTON, MA
Past

May 11, 2007 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

April 11, 2006 - April 24, 2007

EQUITY SERVICES, INC.

RIA
CRD#: 265
MONTPELIER, VT
Past

October 20, 2005 - April 24, 2007

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

June 3, 1998 - October 18, 2005

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/26/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/22/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/8/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/2/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/19/2002
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/7/2001
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/22/1998
General Securities Principal Examination

Current Firm

SE
SIGNATURE ESTATE SECURITIES, LLC
SIGNATURE ESTATE SECURITIES, INC. | TRANSAM SECURITIES, INC. | SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923 / SEC#: , 8-37065

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Mailing Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Phone number
(310) 712-2323
Established
Delaware since 02/14/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEIA HOLDINGS LLC100% DIRECT OWNER SIGNATURE ESTATE SECURITIES LLC
MATRISIAN, MATTHEW JAMESPRESIDENT2507829
ROSEN, ERIC ZACHARYCHIEF COMPLIANCE OFFICER6181478
RUSSELL, SARAH DETLINGFINOP6727189

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

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